DFX Intelligence

A••••• G••••• P•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A••••• G••••• P•••••••• L•

CRD 304944

NEW YORK, NY

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Search this name across graphsid dfx:ria:21698b32-7cc9-27ac-4190-3737fdd9290b

Data as of Apr 27, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Jul 16, 2019 to Apr 27, 2023
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $479M••• Locked
Discretionary RAUM: $479M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• G••••• P••••••• M•••••• L•	Hedge Fund	$48.2M	Apr 27, 2023	36	Jul 16, 2019	reported	n/a
A••••• S•••••• O••••••••• F••• I• L••	Hedge Fund	$1.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• G••••• P••••••• M••••••• L••	GENERAL PARTNER	Na	yes	05/2018	Jul 16, 2019	Apr 27, 2023
H••••••••• P••••• D••••	CHIEF COMPLIANCE OFFICER	Na	yes	07/2022	Sep 2, 2022	Apr 27, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• G••••• P••••••• G•••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$479M	$150M	219.7%	$162M	43.5%	4	5	0	0

Relationships

Advises (2)

→ A••••• S•••••• O••••••••• F••• I• L••Private fundHedge Fund, IA
Mar 15, 2022 to presentfactForm ADV
→ A••••• G••••• P••••••• M•••••• L•Private fundHedge Fund, IA
Jul 16, 2019 to presentfactForm ADV

Controls (3)

← H••••••••• P••••• D••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 2, 2022 to presentfactForm ADV
← K••••••• A•••• F••••••

Dated events

Occurred
Sep 2, 2022
Regulatory AUM changed
A••••• G••••• P•••••••• L• reported RAUM $480.8M, up 221% from $149.8M (2022-03-15 to 2022-09-02)
Form ADVobserved 7 days ago
$331M
Occurred
Sep 2, 2022
Control person left
Shameel Ahmad Syed Danish (Chief Operating Officer / Chief Compliance Officer) no longer on Schedule A of A••••• G••••• P•••••••• L• (listed 2022-03-15, absent 2022-09-02)
Form ADVobserved 7 days ago
Occurred
Sep 2, 2022
Control person joined
David Peter Henninger (Chief Compliance Officer) appeared on Schedule A of A••••• G••••• P•••••••• L•
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21698b32-7cc9-27ac-4190-3737fdd9290b
First observed: Jul 16, 2019
Last observed: Apr 27, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.