DFX Intelligence

J• M••• N•••••• • C••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

J• M••• N•••••• • C••

CRD 111635

BRENTWOOD, TN

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Search this name across graphsid dfx:ria:216f9302-ec04-8906-adca-f25fd09a8868

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Mar 8, 2012 to Mar 18, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

J• M••• N•••••• • C••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $146M••• Locked
Discretionary RAUM: $138M
Private client RAUM: $134Mderived••• Locked
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $48.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• M••• N••••••	Personal Financial Specialist\|Chartered Financial Analyst	BRENTWOOD, TN	22	32	n/a	no
T••••• W• N••••••	n/a	BRENTWOOD, TN	3	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
N••••••• J•••••• M•••	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	04/1994	Mar 8, 2012	Feb 22, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$146M	$115M	26.9%	$108M	10.8%	3	3	0	0

Relationships

Registered with (3)

← M••••••• R••• D••••Advisorregistration: current employment
Apr 17, 2024 to presentfactForm ADV
← T••••• W• N••••••Advisorregistration: current employment
Jun 26, 2023 to presentfactForm ADV
← J••••• M••• N••••••Advisorregistration: current employment
Feb 10, 2004 to presentfactForm ADV

Controls (1)

Dated events

Occurred
Apr 26, 2021
First Form ADV filing
J• M••• N•••••• • C•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:216f9302-ec04-8906-adca-f25fd09a8868
First observed: Mar 8, 2012
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.