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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

JOSEPH ALPHONSE FERMANO

Advisor at OSAIC WEALTH, INC.

Haddon Heights, NJ

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Search this name across graphsid dfx:ria:2174e264-6a84-b8c3-6368-101a83173868

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 22, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Apr 22, 1983
First registration: Jul 9, 2002
Dual registered: yes, broker-dealer
Other names: JOESPH ALPHONSE FERMANO
IAPD individual key: 1029735

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	Haddon Heights, NJ	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 18, 2020	Jun 14, 2024	no	HADDON HEIGHTS, NJ	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Jan 9, 2015	Sep 18, 2020	no	Toms River, NJ\|Haddon Heights, NJ	Previous registration
SORRENTO PACIFIC FINANCIAL, LLC	Former SEC adviser	Jan 2, 2014	Jan 9, 2015	no	TOMS RIVER, NJ\|SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 4, 2008	Dec 31, 2013	no	FORKED RIVER, NJ\|TOMS RIVER, NJ\|TOMS RIVER, NJ\|TOMS RIVER, NJ\|RED BANK, NJ	Previous registration
IFMG SECURITIES, INC.	n/a	Jul 9, 2002	Mar 4, 2008	no	TOMSRIVER, NJ\|FORKED RIVER, NJ\|TOMS RIVER, NJ\|TOMS RIVER, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
SSN ADVISORY, INC.	SECURITIES AMERICA ADVISORS, INC.	Sep 18, 2020	Sep 18, 2020	0	Bulk transfer	Ibd to ibd
SORRENTO PACIFIC FINANCIAL, LLC	SSN ADVISORY, INC.	Jan 9, 2015	Jan 9, 2015	0	Firm change	Other
LPL FINANCIAL LLC	SORRENTO PACIFIC FINANCIAL, LLC	Dec 31, 2013	Jan 2, 2014	2	Firm change	Other
IFMG SECURITIES, INC.	LPL FINANCIAL LLC	Mar 4, 2008	Mar 4, 2008	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
127787:126090:CA:2015-01-09	Jan 9, 2015	Jan 9, 2015	SAN DIEGO, CA	Firm change

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 18, 2020 to Jun 14, 2024factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Jan 9, 2015 to Sep 18, 2020factForm ADV
→ SORRENTO PACIFIC FINANCIAL, LLCRegistered adviserregistration: previous registration
Jan 2, 2014 to Jan 9, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 4, 2008 to Dec 31, 2013factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Jul 9, 2002 to Mar 4, 2008factForm ADV

Dated events

No dated event names this entity yet.