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S••••••• F••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

S••••••• F••••••• L••

CRD 324069

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Search this name across graphsid dfx:ria:217e1504-9297-c253-9c92-943a41383c56

Data as of Aug 1, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2025 to Aug 1, 2025
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $300,000Item 5.F on the latest filing (2025-08-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $300,000
Private client RAUM: $300,000derivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• Z••••	n/a	Vienna, VA	3	10	n/a	no

Relationships

Registered with (1)

← J••••• Z••••Advisorregistration: current employment
Jan 3, 2023 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:217e1504-9297-c253-9c92-943a41383c56
First observed: Aug 1, 2025
Last observed: Aug 1, 2025 13 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.