DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EMPOWER ADVISORY GROUP, LLC
NORTHWOOD, OH | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 17, 2019 | n/a | yes | NORTHWOOD, OH|GREENWOOD VILLAGE, CO | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Nov 18, 2016 | Mar 27, 2019 | no | COLUMBUS, OH|MAUMEE, OH | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 18, 2012 | Jun 26, 2015 | no | Toledo, OH | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Oct 1, 2009 | Jun 27, 2012 | no | TOLEDO, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | EMPOWER ADVISORY GROUP, LLC | Mar 27, 2019 | Apr 17, 2019 | 21 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | PRUCO SECURITIES, LLC | Jun 26, 2015 | Nov 18, 2016 | 511 | Firm change after gap | Other |
| NEW ENGLAND SECURITIES CORPORATION | MML INVESTORS SERVICES, LLC | Jun 27, 2012 | Jul 18, 2012 | 21 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:5685:OH:2015-06-26 | Jun 26, 2015 | Nov 18, 2016 | TOLEDO, OH | Firm change after gap |