DFX Intelligence

G•••••••• E•••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

G•••••••• E•••••• D•••

Advisor at C••••• D••• • D• V••••••• W••••• M••••••••• L••

GAINESVILLE, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••• Locked
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• D••• • D• V••••••• W••••• M••••••••• L••	Independent wealth	Dec 3, 2010	n/a	yes	GAINESVILLE, FL	Current employment
S••••• F•••••••• G•••• I••	Former SEC adviser	Mar 18, 2009	Nov 3, 2010	no	GAINESVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F•••••••• G•••• I••	C••••• D••• • D• V••••••• W••••• M••••••••• L••	Nov 3, 2010	Dec 3, 2010	30	Firm change	Other
U•• F•••••••• S••••••• I•••	S••••• F•••••••• G•••• I••	Mar 4, 2009	Mar 18, 2009

Relationships

Registered with (4)

→ C••••• D••• • D• V••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 3, 2010 to presentfactForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Mar 18, 2009 to Nov 3, 2010factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 30, 2007 to Mar 4, 2009factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 13, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.