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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

JOSHUA MICHAEL GILBERT

Advisor at SCHWAB WEALTH ADVISORY, INC.

INDIANAPOLIS, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 25, 2015
First registration: Jul 27, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 6414249

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Feb 19, 2021	n/a	yes	INDIANAPOLIS, IN	Current employment
VALEO FINANCIAL ADVISORS, LLC	Independent wealth	Jun 16, 2020	Dec 9, 2020	no	CARMEL, IN	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Oct 20, 2016	Jun 8, 2020	no	PHOENIX, AZ\|INDIANAPLOIS, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 27, 2015	Oct 25, 2016	no	Phoenix, AZ\|Indianapolis, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VALEO FINANCIAL ADVISORS, LLC	SCHWAB WEALTH ADVISORY, INC.	Dec 9, 2020	Feb 19, 2021	72	Firm change	Other
SCHWAB WEALTH ADVISORY, INC.	VALEO FINANCIAL ADVISORS, LLC	Jun 8, 2020	Jun 16, 2020	8	Firm change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Oct 25, 2016	Oct 20, 2016	-5	Channel change	Other

Relationships

Registered with (3)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Oct 20, 2016 to Jun 8, 2020factForm ADV
→ VALEO FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 16, 2020 to Dec 9, 2020factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 27, 2015 to Oct 25, 2016factForm ADV

Dated events

No dated event names this entity yet.