DFX Intelligence

J••• L• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J••• L• S•••••••

Advisor at I•• W••••• M••••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Jun 9, 2026	n/a	yes	Land O Lakes, FL\|CHICAGO, IL\|Winter Haven, FL	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Mar 8, 2010	Dec 26, 2018	no	TAMPA, FL\|Tampa, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	I•• W••••• M••••••••• L••	Dec 26, 2018	Jun 9, 2026	2,722	Firm change after gap	Ibd to ibd
M••••• S••••••	I••••••••• F•••••••• P•••••••	Feb 25, 2010	Mar 8, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:171481:FL:2018-12-20	Dec 26, 2018	Jun 9, 2026	TAMPA, FL	Firm change after gap

Relationships

Registered with (5)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Mar 8, 2010 to Dec 26, 2018factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Feb 25, 2010factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 27, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.