DFX Intelligence

O••••••• • D•••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

O••••••• • D•••• I•••

O••••••• • D•••• INC, CRD 134005

W••••••SVILLE, NY

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Search this name across graphsid dfx:ria:219ced80-5e9a-78d0-7419-dac913bb5234

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2026 to Mar 30, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $77.2M••• Locked
Discretionary RAUM: $70.0M
Private client RAUM: $70.0Mderived••• Locked
Private client share: 91%derivedprivate client RAUM over total RAUM
Employees: 5
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• R••••• D••••	n/a	W••••••SVILLE, NY	3	34	n/a	no

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	0	1

Relationships

Registered with (2)

← W•••••• R••••• D••••Advisorregistration: current employment
Feb 6, 2023 to presentfactForm ADV
← W••••• A•••••Advisorregistration: previous registration
Jan 24, 2023 to May 1, 2026factForm ADV

Dated events

Occurred
May 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:219ced80-5e9a-78d0-7419-dac913bb5234
First observed: Mar 30, 2026
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.