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Reading the graph
Advisor at MORGAN STANLEY
Santa Cruz, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Santa Cruz, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Aug 20, 2008 | Jun 1, 2009 | no | CAPITOLA, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Mar 26, 2008 | no | SANTA CRUZ, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 16, 2004 | Apr 2, 2007 | no | SANTA CRUZ, CA|SANTA CRUZ, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY & CO. LLC | CITIGROUP GLOBAL MARKETS INC. | Mar 26, 2008 | Aug 20, 2008 | 147 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |