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Advisor at WELLS FARGO ADVISORS
SAN LUIS OBISPO, CA | SANTA BARBARA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | n/a | yes | SAN LUIS OBISPO, CA|SANTA BARBARA, CA | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | Mar 24, 2009 | Jan 3, 2011 | no | SANTA BARBARA, CA | Previous registration |
| PARTNERVEST ADVISORY SERVICES LLC | Former SEC adviser | Jan 5, 2009 | Feb 9, 2009 | no | SANTA BARBARA, CA | Previous registration |
| PARTNERVEST ADVISORY SERVICES LLC | Former SEC adviser | Aug 21, 2007 | Dec 31, 2007 | no | SANTA BARBARA, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 24, 2007 | Aug 29, 2007 | no | SANTA BARBARA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| PARTNERVEST ADVISORY SERVICES LLC | WELLS FARGO INVESTMENTS, LLC | Feb 9, 2009 | Mar 24, 2009 | 43 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | PARTNERVEST ADVISORY SERVICES LLC | Aug 29, 2007 | Aug 21, 2007 | -8 | Firm change | Other |