DFX Intelligence

C•••• W•••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

C•••• W•••••• T••••••

Advisor at G•••••• W••••• A•••••••

MIDDLETON, ID | Middlebury, VT

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Search this name across graphsid dfx:ria:21acf317-0738-a78b-6738-cc902f25357c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 7, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• W••••• A•••••••	Independent wealth	Feb 14, 2025	n/a	yes	MIDDLETON, ID\|Middlebury, VT	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Sep 20, 2023	Oct 23, 2024	no	Burlington, VT\|Middlebury, VT\|BEDFORD, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	G•••••• W••••• A•••••••	Oct 23, 2024	Feb 14, 2025	114	Firm change	Ibd to RIA
Q•••••• L••• C••••••• L••	M•• I•••••••• S•••••••• L••	Jan 11, 2022	Sep 20, 2023

Relationships

Registered with (3)

→ G•••••• W••••• A•••••••Registered adviserregistration: current employment
Feb 14, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 20, 2023 to Oct 23, 2024factForm ADV
→ Q•••••• L••• C••••••• L••Registered adviserregistration: previous registration
Jan 7, 2021 to Jan 11, 2022factForm ADV

Dated events

Occurred
Oct 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21acf317-0738-a78b-6738-cc902f25357c
First observed: Jan 7, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.