DFX Intelligence

A••••• L••••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

A••••• L••••••• R••••

Advisor at C••••••••• F••••••••

Prairie Village, KS | COLUMBIA, MO

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Search this name across graphsid dfx:ria:21af4dca-f1b7-0f7c-bf27-501f583e9129

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F••••••••	Independent wealth	Mar 28, 2024	n/a	yes	Prairie Village, KS\|COLUMBIA, MO	Current employment
E••••• J••••	National bd RIA	Jun 11, 2008	Apr 25, 2024	no	PRAIRIE VILLAGE, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	C••••••••• F••••••••	Apr 25, 2024	Mar 28, 2024	-28	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ C••••••••• F••••••••Registered adviserregistration: current employment
Mar 28, 2024 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 11, 2008 to Apr 25, 2024factForm ADV

Dated events

Occurred
Apr 25, 2024
Advisor changed firm
A••••• L••••••• R•••• left E••••• J•••• for C••••••••• F•••••••• (registered 2024-03-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21af4dca-f1b7-0f7c-bf27-501f583e9129
First observed: Jun 11, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.