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Reading the graph
Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC
STAMFORD, CT | DUNEDIN, FL | Clearwater, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Bd affiliated wealth | Jul 2, 2020 | n/a | yes | STAMFORD, CT|Clearwater, FL|DUNEDIN, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 1, 2006 | Jul 9, 2020 | no | CLEARWATER, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 31, 2001 | Sep 5, 2006 | no | CLEARWATER, FL|CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Jul 9, 2020 | Jul 2, 2020 | -7 | Firm change | Wirehouse to RIA |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Sep 5, 2006 | Sep 1, 2006 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:283004:FL:2020-07-09 | Jul 9, 2020 | Jul 2, 2020 | CLEARWATER, FL | Firm change |