DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at OSAIC WEALTH, INC.
Overland Park, KS | WICHITA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 1, 2023 | n/a | yes | Overland Park, KS|WICHITA, KS | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Mar 24, 2011 | Sep 1, 2023 | no | WICHITA, KS | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Apr 16, 2009 | no | HUTCHINSON, KS | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Apr 25, 2005 | Jan 1, 2008 | no | HUTCHINSON, KS|HUTCHINSON, KS|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | OSAIC WEALTH, INC. | Sep 1, 2023 | Sep 1, 2023 | 0 | Bulk transfer | Ibd to ibd |
| WELLS FARGO ADVISORS | SAGEPOINT FINANCIAL, INC. | Apr 16, 2009 | Mar 24, 2011 | 707 | Firm change after gap | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |