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Advisor at J.P. MORGAN SECURITIES LLC
CALABASAS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 20, 2018 | n/a | yes | CALABASAS, CA | Current employment |
| DFPG INVESTMENTS, LLC | Former SEC adviser | Jun 18, 2018 | Jul 20, 2018 | no | Calabasas, CA|SOUTH JORDAN, UT|Calabasas, CA|Woodland Hils, CA | Previous registration |
| AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC | Former SEC adviser | Aug 9, 2017 | Apr 13, 2018 | no | LOS ANGELES, CA | Previous registration |
| EDWARD JONES | National bd RIA | Jul 14, 2014 | Aug 4, 2017 | no | WOODLAND HILLS, CA|ST LOUIS, MO|WOODLAND HILLS, CA|WOODLAND HILLS, CA|ST LOUIS, MO|WOODLAND HILL, CA|ST LOUIS, MO|WOODLAND HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DFPG INVESTMENTS, LLC | J.P. MORGAN SECURITIES LLC | Jul 20, 2018 | Aug 20, 2018 | 31 | Firm change | RIA to wirehouse |
| AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC | DFPG INVESTMENTS, LLC | Apr 13, 2018 | Jun 18, 2018 | 66 | Firm change | RIA to RIA |
| EDWARD JONES | AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC | Aug 4, 2017 | Aug 9, 2017 | 5 | Firm change | Other |