DFX Intelligence

T•••• R••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

T•••• R••••• O••••••

Advisor at S•••••••• I••••••••• S••••••••• I•••

ORLAND PARK, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• I••••••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• I••••••••• S••••••••• I•••	Independent wealth	Apr 14, 2021	n/a	yes	ORLAND PARK, IL	Current employment
F•••• F•••••••• M••••••••• L•	Independent wealth	Apr 28, 2021	May 26, 2021	no	LOMBARD, IL\|Orland Park, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• M••••••••• L•	n/a	May 26, 2021	n/a	n/a	Departure no registered destination	Departure
C•••••• S••••• • C••• I•••	S•••••••• I••••••••• S••••••••• I•••	Jun 24, 2017	Apr 14, 2021	1,390

Relationships

Registered with (3)

→ S•••••••• I••••••••• S••••••••• I•••Registered adviserregistration: current employment
Apr 14, 2021 to presentfactForm ADV
→ F•••• F•••••••• M••••••••• L•Registered adviserregistration: previous registration
Apr 28, 2021 to May 26, 2021factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Dec 22, 2016 to Jun 24, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 22, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.