DFX Intelligence

F•••••••• M••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

F•••••••• M••••• G••••••

Advisor at O••••• L••

DRIPPING SPRINGS, TX

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Search this name across graphsid dfx:ria:21da587b-9381-b5fd-d049-2ced38e3766f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••• L••	Independent wealth	May 7, 2019	n/a	yes	DRIPPING SPRINGS, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 1, 2010	May 8, 2019	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	O••••• L••	May 8, 2019	May 7, 2019	-1	Firm change	Wirehouse to new firm
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Apr 8, 2010	Apr 1, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:299965:CA:2019-05-08	May 8, 2019	May 7, 2019	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ O••••• L••Registered adviserregistration: current employment
May 7, 2019 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 1, 2010 to May 8, 2019factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 8, 1997 to Apr 8, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21da587b-9381-b5fd-d049-2ced38e3766f
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.