DFX Intelligence

C••• A••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

C••• A••••• H•••

Advisor at F•••• T•••• A••••••• L•

WHEATON, IL | FRANKLIN, TN

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Search this name across graphsid dfx:ria:21dc1cfe-a8b5-ac06-0812-5f9c6d242620

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• A••••••• L•
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Feb 20, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• A••••••• L•	Asset manager	Dec 16, 2016	n/a	yes	FRANKLIN, TN\|WHEATON, IL	Current employment
F•••• T•••• A••••••• L•	Asset manager	Jan 6, 2009	May 31, 2016	no	WHEATON, IL\|LONDON\|OCEANSIDE, CA

Relationships

Registered with (1)

→ F•••• T•••• A••••••• L•Registered adviserregistration: previous registration
Jan 6, 2009 to May 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21dc1cfe-a8b5-ac06-0812-5f9c6d242620
First observed: Jan 6, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.