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Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC
Wauwatosa, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | Independent wealth | Sep 27, 2017 | n/a | yes | Wauwatosa, WI | Current employment |
| NORTHLAND ASSET MANAGEMENT | Independent wealth | Jan 8, 2008 | Sep 29, 2017 | no | MILWAUKEE, WI | Previous registration |
| FIRST MIDAMERICA INVESTMENT CORPORATION | n/a | Sep 12, 2007 | Dec 31, 2007 | no | MILWAUKEE, WI | Previous registration |
| CLEARY GULL INC. | Former SEC adviser | Jan 1, 2002 | Sep 26, 2007 | no | MILWAUKEE, WI|MILWAUKEE, WI|MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHLAND ASSET MANAGEMENT | INDEPENDENT ADVISOR ALLIANCE, LLC | Sep 29, 2017 | Sep 27, 2017 | -2 | Firm change | Other |
| FIRST MIDAMERICA INVESTMENT CORPORATION | NORTHLAND ASSET MANAGEMENT | Dec 31, 2007 | Jan 8, 2008 | 8 | Firm change | Other |
| CLEARY GULL INC. | FIRST MIDAMERICA INVESTMENT CORPORATION | Sep 26, 2007 | Sep 12, 2007 | -14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 40258:168267:WI:2017-09-29 | Sep 29, 2017 | Sep 27, 2017 | MILWAUKEE, WI | Firm change |