DFX Intelligence

K•••••• J•• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

K•••••• J•• W••••••

Advisor at H•••••• T••••••• • K•••• L••

TREVOR, WI | BOCA RATON, FL

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Search this name across graphsid dfx:ria:21e3648e-9508-34af-6869-d9a432a745bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 16, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• T••••••• • K•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• T••••••• • K•••• L••	Independent wealth	Jan 8, 2025	n/a	yes	TREVOR, WI\|BOCA RATON, FL	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Feb 8, 2019	Jun 7, 2024	no	VERNON HILLS, IL\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	H•••••• T••••••• • K•••• L••	Jun 7, 2024	Jan 8, 2025	215	Firm change	Other
E••••• F•••••••• G••••• I•••	N••••••••• M••••• I••••••••• S•••••••••	Nov 7, 2018	Feb 8, 2019

Relationships

Registered with (4)

→ H•••••• T••••••• • K•••• L••Registered adviserregistration: current employment
Jan 8, 2025 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Feb 8, 2019 to Jun 7, 2024factForm ADV
→ E••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Aug 8, 2018 to Nov 7, 2018factForm ADV
→ M•••• C••••••• A••••••• S••••••

Dated events

Occurred
Jun 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21e3648e-9508-34af-6869-d9a432a745bb
First observed: Jun 16, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.