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Advisor at RBC CAPITAL MARKETS, LLC
GLASTONBURY, CT | Old Saybrook, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 17, 2018 | n/a | yes | GLASTONBURY, CT|Old Saybrook, CT | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 4, 2011 | Apr 19, 2018 | no | GLASTONBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RBC CAPITAL MARKETS, LLC | Apr 19, 2018 | Apr 17, 2018 | -2 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:31194:CT:2018-04-19 | Apr 19, 2018 | Apr 17, 2018 | GLASTONBURY, CT | Firm change |