DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 171570
BERWYN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERIK ROBERT PREUS | Chartered Financial Analyst | BERWYN, PA | MAPLE GROVE, MN | 3 | 32 | 2 | no |
| Sarah Lynn Abernathy | Chartered Financial Analyst | BERWYN, PA | Ottumwa, IA | 3 | 17 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BCPE PEQUOD BUYER, INC. | Owner | E | yes | 11/2024 | Dec 6, 2024 | Dec 20, 2024 |
| BCPE PEQUOD INTERMEDIATE, LLC | Owner | E | yes | 11/2024 | Dec 6, 2024 | Dec 20, 2024 |
| BCPE PEQUOD INVESTOR, LP | Owner | D | yes | 11/2024 | Dec 6, 2024 | Dec 20, 2024 |
| BCPE PEQUOD PARENT , INC. | Owner | E | yes | 11/2024 | Dec 6, 2024 | Dec 20, 2024 |
| BCPE PEQUOD TOPCO, LP | Owner | E | yes | 11/2024 | Dec 6, 2024 | Dec 20, 2024 |
| D'AURIA, DANA, MARIE | CO-CHIEF INVESTMENT OFFICER | Na | yes | 12/2022 | Feb 1, 2023 | Dec 20, 2024 |
| ENVESTNET, INC. | Shareholder | E | yes | 11/2018 | Mar 31, 2017 | Dec 20, 2024 |
| FOX, JAMES, LAWRENCE | INTERIM CHIEF EXECUTIVE OFFICER | Na | yes | 04/2024 | Mar 28, 2024 | Dec 20, 2024 |
| O'BRIEN, SHELLY, S | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | Na | yes | 12/2022 | Feb 1, 2023 | Dec 20, 2024 |
| PREUS, ERIK, ROBERT | President | Na | yes | 01/2021 | Mar 31, 2021 | Dec 20, 2024 |
| SIPP, THOMAS, MICHAEL | EVP, ENVESTNET BUSINESS LINES | Na | yes | 12/2022 | Feb 1, 2023 | Dec 20, 2024 |
| THOMAS, BRANDON, ROCKWELL | CO-CIO | Na | yes | 12/2022 | Feb 1, 2023 | Dec 20, 2024 |
| WARREN, JOSHUA, B. | CHIEF FINANCIAL OFFICER | Na | yes | 01/2024 | Jan 24, 2024 | Dec 20, 2024 |
| BAIN CAPITAL FUND XIII, L.P. | Owner | C | no | 11/2024 | Dec 6, 2024 | Dec 20, 2024 |
| DEVOE, DEBRA, JANE | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | Na | no | 05/2019 | May 27, 2014 | Dec 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT, INC. | n/a | Independent wealth | $615B | N | yes | n/a |
| ENVESTNET PORTFOLIO SOLUTIONS, INC. | n/a | Independent wealth | $17B | N | yes | n/a |
| QRG CAPITAL MANAGEMENT, INC. | n/a | Independent wealth | $11B | N | yes | n/a |
| ATEGENOS CAPITAL, LLC | n/a | Mixed wealth | $1.1B | N | yes | n/a |
| FDX ADVISORS, INC. | n/a | Asset manager | $833M | N | yes | n/a |
| ENVESTNET SECURITIES, INC. | n/a | n/a | n/a | N | yes | n/a |
| FIDX GROUP LLC | n/a | n/a | n/a | N | yes | n/a |
| FIDX MARKETS LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 10, 2026 | $16B | $16B | 24 | 15 | 1 | n/a | n/a |
| 2024 | Mar 31, 2025 | $15B | $15B | 28 | 12 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $14B | $14B | 28 | 12 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $15B | $15B | 28 | 10 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $17B | $17B | 28 | 3 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $15B | $15B | 31 | 3 | 0 | n/a | n/a |
| 2019 | Apr 19, 2020 | $12B | $12B | 36 | 4 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $11B | $11B | 42 | 4 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $7.8B | $7.8B | 42 | 4 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $3.2B | $3.2B | 39 | 5 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $794M | $327M | 16 | 4 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $530M | $271M | 14 | 2 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $16B | $15B | 12.3% | $15B | 3.2% | 24 | 28 | 0 | 0 |