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Reading the graph
Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 28, 2005 | n/a | yes | OMAHA, NE | Current employment |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | n/a | Sep 6, 2002 | Apr 30, 2007 | no | MILWAUKEE, WI | Previous registration |
| NETWORK PLANNING ADVISORS, L.L.C. | n/a | May 14, 2002 | Jan 17, 2006 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Apr 30, 2007 | Mar 28, 2005 | -763 | Bulk transfer | Other |
| NETWORK PLANNING ADVISORS, L.L.C. | NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | Jan 17, 2006 | Sep 6, 2002 | -1,229 | Firm change after gap | Other |