DFX Intelligence

C•••••• F••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)34 years in industry

C•••••• F••• F•••••

Advisor at K••• W••••• P••••••• A•••••••

K•••VILLE, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••• W••••• P••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 18, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••• W••••• P••••••• A•••••••	Independent wealth	Jul 12, 2017	n/a	yes	K•••VILLE, TN	Current employment
O•••• F•• I•••	Former SEC adviser	Jun 14, 2010	Dec 11, 2012	no	K•••VILLE, TN\|LEXINGTON, KY\|K•••VILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	K••• W••••• P••••••• A•••••••	Dec 11, 2012	Jul 12, 2017	1,674	Firm change after gap	Other
B••• I••••••••• S•••••••• I•••	O•••• F•• I•••	Nov 10, 2008	Jun 14, 2010

Relationships

Registered with (4)

→ K••• W••••• P••••••• A•••••••Registered adviserregistration: current employment
Jul 12, 2017 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jun 14, 2010 to Dec 11, 2012factForm ADV
→ B••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 29, 2004 to Nov 10, 2008factForm ADV
→ F•••• H•••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 16, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.