DFX Intelligence

A••• T••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

A••• T••••• R••••

Advisor at B••••••• F• E•••••• • C••••••• I•••••••••

Gladwin, MI | ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:21f6221b-ab1c-1f09-6aae-f987e8cd5855

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2015 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• F• E•••••• • C••••••• I•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	Sep 14, 2026	n/a	yes	Gladwin, MI\|ST. LOUIS, MO\|ST. LOUIS, MO	Current employment
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	Sep 14, 2026	n/a	yes	Gladwin, MI\|ST. LOUIS, MO\|ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	B••••••• F• E•••••• • C••••••• I•••••••••	Sep 15, 2026	Sep 14, 2026	-1	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Sep 14, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 16, 2015 to Sep 15, 2026factForm ADV

Dated events

Occurred
Sep 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21f6221b-ab1c-1f09-6aae-f987e8cd5855
First observed: Mar 16, 2015
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.