DFX Intelligence

S•••• J••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

S•••• J••••• R••

Advisor at P••••••• W••••• A•••••••

CLACKAMAS, OR | SAINT PETERSBURG, FL

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Search this name across graphsid dfx:ria:21f86aeb-6a7a-c008-2e43-24e5fff39cd7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• A•••••••	Independent wealth	Feb 26, 2023	n/a	yes	SAINT PETERSBURG, FL\|CLACKAMAS, OR	Current employment
M••••• S••••••	Wirehouse	Oct 28, 2011	Jan 19, 2023	no	St. Petersburg, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	P••••••• W••••• A•••••••	Jan 19, 2023	Feb 26, 2023	38	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ P••••••• W••••• A•••••••Registered adviserregistration: current employment
Feb 26, 2023 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 28, 2011 to Jan 19, 2023factForm ADV

Dated events

Occurred
Jan 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21f86aeb-6a7a-c008-2e43-24e5fff39cd7
First observed: Oct 28, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.