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CRD 151886
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••• A•••• M••••••••• L•• | Member | D | yes | 07/2009 | Apr 13, 2012 | Apr 13, 2012 |
| H••••• M••••••• E••••• | PRESIDENT AND CHIEF FINANCIAL OFFICER | Na | yes | 07/2009 | Apr 13, 2012 | Apr 13, 2012 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A••••• A•••• M•••••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Apr 13, 2012 | $3.1M | $3.1M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $3.1M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
| MANAGING MEMBER |
| E |
| yes |
| 07/2009 |
| Apr 13, 2012 |
| Apr 13, 2012 |
| J•••••• E•••• D••••• | CHIEF EXECUTIVE AND CHIEF INVESTMENT OFFICER | Na | yes | 07/2009 | Apr 13, 2012 | Apr 13, 2012 |
| S••••••• M•••• J•• | CHIEF OPERATING OFFICER/SECRETARY/CHIEF COMPLIANCE OFFICER | Na | yes | 07/2009 | Apr 13, 2012 | Apr 13, 2012 |
| C••••••••• R••••••• N••••••• | Member | A | no | 07/2009 | Apr 13, 2012 | Apr 13, 2012 |