DFX Intelligence

C•••• M•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

C•••• M•••••• C•••••••

Advisor at F•••• P••••••• W•••••• L••

Santa Monica, CA

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Search this name across graphsid dfx:ria:22162117-9314-fb15-db2c-f9ae03a172be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Sep 3, 2024	n/a	yes	Santa Monica, CA	Current employment
H••••••••• L••	Former SEC adviser	Apr 26, 2022	Nov 21, 2024	no	SAN DIEGO, CA\|San Diego, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• L••	F•••• P••••••• W•••••• L••	Nov 21, 2024	Sep 3, 2024	-79	Firm change after gap	RIA to RIA
C•••••••• G••••• M•••••• I•••	H••••••••• L••	Apr 14, 2021	Apr 26, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
141125:159289:CA:2024-11-21	Nov 21, 2024	Sep 3, 2024	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (4)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Sep 3, 2024 to presentfactForm ADV
→ H••••••••• L••Registered adviserregistration: previous registration
Apr 26, 2022 to Nov 21, 2024factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jan 30, 2018 to Apr 14, 2021factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Nov 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22162117-9314-fb15-db2c-f9ae03a172be
First observed: Jul 11, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.