DFX Intelligence

E•••• J•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

E•••• J•••• H••••••

Advisor at C••• P•••••• W••••• A•••••••• I•••

Chicago, IL

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Search this name across graphsid dfx:ria:2218ef78-ffa7-0f69-2031-9a00881861c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••• W••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••• W••••• A•••••••• I•••	Bd affiliated wealth	Nov 17, 2017	n/a	yes	Chicago, IL	Current employment
G••••• A•••••••• L••	Former SEC adviser	May 17, 2014	Sep 1, 2017	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• A•••••••• L••	C••• P•••••• W••••• A•••••••• I•••	Sep 1, 2017	Nov 17, 2017	77	Bulk transfer	Other

Relationships

Registered with (2)

→ C••• P•••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 17, 2017 to presentfactForm ADV
→ G••••• A•••••••• L••Registered adviserregistration: previous registration
May 17, 2014 to Sep 1, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2218ef78-ffa7-0f69-2031-9a00881861c8
First observed: May 17, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.