DFX Intelligence
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Reading the graph
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Advisor at S•••••••• A••••••• L••
JACKSONVILLE BEACH, FL | JACKSONVILLE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | n/a | yes | JACKSONVILLE BEACH, FL|JACKSONVILLE, FL | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Mar 31, 2025 | no | CLEARWATER, FL|JACKSONVILLE, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 |
| S•••••••• A••••••• L•• | National bd RIA | Nov 23, 2011 | Jul 13, 2018 | no | COVINGTON, KY|JACKSONVILLE, FL|JACKSONVILLE, FL|JACKSONVILLE, FL|CLEARWATER, FL | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Nov 16, 2009 | Jun 17, 2011 | no | CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| W•••••• • R••• | Former SEC adviser | Jul 16, 2007 | Jul 2, 2009 | no | WEST CHESTER, OH | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to new firm |
| F•••• T•••• S••••••••• I••• | S•••••••• A••••••• L•• | Jun 17, 2011 | Nov 23, 2011 | 159 | Firm change | Other |
| W•••••• • R••• | F•••• T•••• S••••••••• I••• | Jul 2, 2009 | Nov 16, 2009 | 137 | Firm change | Other |