DFX Intelligence

J••••• S•••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

J••••• S•••• R••••••••

Advisor at B••• G••••• • C••••••• I•••

ORANGE, CA | Sunriver, OR

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Search this name across graphsid dfx:ria:221ffff9-753d-0433-32d3-c14f5e00ea11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• G••••• • C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 16, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• G••••• • C••••••• I•••	Independent wealth	Sep 25, 2019	n/a	yes	ORANGE, CA\|Sunriver, OR	Current employment
W••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Mar 1, 2019	Sep 27, 2019	no	SPRINGFIELD, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	B••• G••••• • C••••••• I•••	Sep 27, 2019	Sep 25, 2019	-2	Firm change	Ibd to RIA
Q•••••• A•••• M••••••••• I•••	W••••••• F•••••••• S•••••••• I•••	Mar 1, 2019	Mar 1, 2019

Relationships

Registered with (6)

→ B••• G••••• • C••••••• I•••Registered adviserregistration: current employment
Sep 25, 2019 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 1, 2019 to Sep 27, 2019factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 14, 2018 to Mar 1, 2019factForm ADV
→ C•••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:221ffff9-753d-0433-32d3-c14f5e00ea11
First observed: Jan 30, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.