E••••• M••••••

Advisor at E••••• S•••• W••••• A••••••• I••

NEW CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2221d9fd-7846-fddd-6ed6-7a6b2a2319f8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Jan 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• S•••• W••••• A••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 26, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• S•••• W••••• A••••••• I••	State registered	Aug 11, 2025	n/a	yes	NEW CITY, NY	Current employment
E••••• S•••• W••••• A••••••• I••	State registered	Aug 11, 2025	n/a	yes	NEW CITY, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••• S••••• A•••• M••••••••• L••	E••••• S•••• W••••• A••••••• I••	Sep 14, 2026	Aug 11, 2025	-399	Firm change after gap	Other
S••••••••• A•••••• A•••••••• I•••	M••• S••••• A•••• M••••••••• L••	Feb 22, 2017	Oct 13, 2021

Relationships

Registered with (6)

→ E••••• S•••• W••••• A••••••• I••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ M••• S••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 18, 2024 to Sep 14, 2026factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 31, 2012 to Feb 22, 2017factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Sep 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2221d9fd-7846-fddd-6ed6-7a6b2a2319f8
First observed: Jan 19, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.