DFX Intelligence

L•••• P••••••••• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

L•••• P••••••••• T•••••••••

Advisor at M••••• S••••••

Augusta, GA

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Search this name across graphsid dfx:ria:22231313-21e0-807d-379f-1e8cf92eee66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Nov 2, 2023	n/a	yes	Augusta, GA	Current employment
E••••• J••••	National bd RIA	Jun 29, 2015	Nov 6, 2023	no	Maryland Heights, MO\|AUGUSTA, GA\|ST LOUIS, MO\|Martinez, GA\|EVANS, GA\|Evans, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	M••••• S••••••	Nov 6, 2023	Nov 2, 2023	-4	Firm change	Ibd to wirehouse

Team moves

••• Locked

Team	Left	Joined	From	Kind
250:149777:GA:2023-11-06	Nov 6, 2023	Nov 2, 2023	EVANS, GA	Firm change

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Nov 2, 2023 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 29, 2015 to Nov 6, 2023factForm ADV

Dated events

Occurred
Nov 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22231313-21e0-807d-379f-1e8cf92eee66
First observed: Jun 29, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.