DFX Intelligence
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Reading the graph
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Advisor at P••• D•••• M•••••••• I••
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••• D•••• M•••••••• I•• | Independent wealth | Nov 17, 2015 | n/a | yes | DALLAS, TX | Current employment |
| U•• M•••••• A•••••••• I••• | Asset manager | Oct 3, 2005 | Dec 31, 2019 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• M•••••• A•••••••• I••• | P••• D•••• M•••••••• I•• | Dec 31, 2019 | Nov 17, 2015 | -1,505 | Firm change after gap | Other |
| G•• C•••••• I••• | U•• M•••••• A•••••••• I••• | Jul 25, 2011 | Oct 3, 2005 |
| G•• C•••••• I••• |
| Former SEC adviser |
| Jan 21, 2003 |
| Jul 25, 2011 |
| no |
| NEW YORK, NY |
| Previous registration |
| -2,121 |
| Firm change after gap |
| Other |