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CRD 299532
HONG KONG
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KWOK, Wan Ka Andy, NMN | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | E | yes | 11/2017 | Nov 16, 2018 | Feb 20, 2019 |
| WONG, Arthur | Owner | E | yes | 01/2017 | Nov 16, 2018 | Feb 20, 2019 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Teaneck | Nj | United States | 0 | no |