DFX Intelligence

B•••• C•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

B•••• C•••••• W•••••

Advisor at P•••••••• L••

SAINT LOUIS, MO

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Search this name across graphsid dfx:ria:2244b739-1852-2d95-5af0-bcd55113e37b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• L••	Independent wealth	May 14, 2024	n/a	yes	SAINT LOUIS, MO	Current employment
E••••• J••••	National bd RIA	Aug 20, 2018	Jan 2, 2020	no	South Roxana, IL\|ST LOUIS, MO\|Maryland Heights, MO\|Jerseyville, IL\|LITCHFIELD, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	P•••••••• L••	Jan 2, 2020	May 14, 2024	1,594	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ P•••••••• L••Registered adviserregistration: current employment
May 14, 2024 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 20, 2018 to Jan 2, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2244b739-1852-2d95-5af0-bcd55113e37b
First observed: Aug 20, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.