DFX Intelligence

A•• R••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A•• R••••• S•••••

Advisor at W•••• F•••• A•••••••

HICKORY, NC | DAVIDSON, NC

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Search this name across graphsid dfx:ria:224d52e6-c075-2cda-91a7-0ff632c2486b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 22, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Oct 21, 2013	n/a	yes	HICKORY, NC\|DAVIDSON, NC	Current employment
O••••••• F•••••••• G••••• I•••	Independent wealth	Jul 12, 2012	Oct 16, 2013	no	WILMINGTON, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••• F•••••••• G••••• I•••	W•••• F•••• A•••••••	Oct 16, 2013	Oct 21, 2013	5	Firm change	Other
T••••••• I••••••••• M••••••••• I•••	O••••••• F•••••••• G••••• I•••	Jul 26, 2010	Jul 12, 2012

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Oct 21, 2013 to presentfactForm ADV
→ O••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jul 12, 2012 to Oct 16, 2013factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 23, 2010 to Jul 26, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:224d52e6-c075-2cda-91a7-0ff632c2486b
First observed: Feb 23, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.