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Advisor at LPL FINANCIAL LLC
WAYNESVILLE, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 6, 2025 | n/a | yes | WAYNESVILLE, MO | Current employment |
| IC ADVISORY SERVICES, INC. | Former SEC adviser | Jan 26, 2024 | Mar 6, 2025 | no | BEDMINSTER, NJ|WAYNESVILLE, MO | Previous registration |
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Dec 15, 2015 | Oct 5, 2023 | no | FORT WORTH, TX|St Robert, MO|FORT WORTH, TX|Warrensburg, MO | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Sep 2, 2005 | Dec 15, 2015 | no | FORT WORTH, TX|St Robert, MO|JEFFERSON CITY, MO|Town and Country, MO|JEFFERSON CITY, MO|LEAVENWORTH, KS|WARRENSBURG, MO | Previous registration |
| FIRST COMMAND BANK | n/a | Jan 6, 2005 | Sep 2, 2005 | no | FORT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IC ADVISORY SERVICES, INC. | LPL FINANCIAL LLC | Mar 6, 2025 | Mar 6, 2025 | 0 | Bulk transfer | Ibd to ibd |
| FIRST COMMAND ADVISORY SERVICES | IC ADVISORY SERVICES, INC. | Oct 5, 2023 | Jan 26, 2024 | 113 | Firm change | Ibd to ibd |
| FIRST COMMAND FINANCIAL PLANNING, INC. | FIRST COMMAND ADVISORY SERVICES | Dec 15, 2015 | Dec 15, 2015 | 0 | Bulk transfer | Other |
| FIRST COMMAND BANK | FIRST COMMAND FINANCIAL PLANNING, INC. | Sep 2, 2005 | Sep 2, 2005 | 0 | Firm change | Other |