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C••••••••• C• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst21 years in industry

C••••••••• C• C•••••••

Advisor at B••••••••• P•••••••

PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:2258bc18-93e5-5f56-2686-767b478bf1a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Nov 5, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••••• C• C•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• P•••••••	Independent wealth	Apr 27, 2015	n/a	yes	PALM BEACH GARDENS, FL	Current employment
G•• A••••••• S•••••••• L••	Asset manager	Nov 5, 2004	Apr 17, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•• A••••••• S•••••••• L••	B••••••••• P•••••••	Apr 17, 2015	Apr 27, 2015	10	Firm change	Other

Relationships

Registered with (2)

→ B••••••••• P•••••••Registered adviserregistration: current employment
Apr 27, 2015 to presentfactForm ADV
→ G•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 5, 2004 to Apr 17, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2258bc18-93e5-5f56-2686-767b478bf1a5
First observed: Nov 5, 2004
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.