DFX Intelligence

J••••• L••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

J••••• L••• M•••

Advisor at L•• F•••••••• L••

FORT MILL, SC | TEGA CAY, SC

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Search this name across graphsid dfx:ria:227ec4f2-2c34-c6d6-15bf-d0287b979baf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 15, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 12, 2021	n/a	yes	TEGA CAY, SC\|FORT MILL, SC	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Nov 13, 2013	Nov 22, 2021	no	FORT MILL, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Nov 22, 2021	Nov 12, 2021	-10	Firm change	Ibd to ibd
H••••••••• G•••• F•••••••• A•••••••• L••	S••••••••• A•••••• A•••••••• I•••	Nov 26, 2013	Nov 13, 2013

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 12, 2021 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2013 to Nov 22, 2021factForm ADV
→ H••••••••• G•••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 1, 2009 to Nov 26, 2013factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:227ec4f2-2c34-c6d6-15bf-d0287b979baf
First observed: Sep 23, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.