DFX Intelligence

C•••••• B••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

C•••••• B••• K••••••

Advisor at K•••••• I••••••••• M•••••••••

AMARILLO, TX

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Search this name across graphsid dfx:ria:2296f2fc-1ffe-2096-02c9-79889a29a94d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• I••••••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• I••••••••• M•••••••••	State registered	May 1, 2017	n/a	yes	AMARILLO, TX	Current employment
F•••••••• A••••••• G•••• L•••••	Independent wealth	Oct 1, 2010	Apr 4, 2018	no	GIG HARBOR, WA\|AMARILLO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A••••••• G•••• L•••••	K•••••• I••••••••• M•••••••••	Apr 4, 2018	May 1, 2017	-338	Firm change after gap	RIA to state RIA
W•••• F•••• A•••••••	F•••••••• A••••••• G•••• L•••••	Oct 4, 2010	Oct 1, 2010

Relationships

Registered with (4)

→ K•••••• I••••••••• M•••••••••Registered adviserregistration: current employment
May 1, 2017 to presentfactForm ADV
→ F•••••••• A••••••• G•••• L•••••Registered adviserregistration: previous registration
Oct 1, 2010 to Apr 4, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Oct 4, 2010factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2296f2fc-1ffe-2096-02c9-79889a29a94d
First observed: Oct 9, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.