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Advisor at A•••• C•••••• M••••••••• L••
Los Altos, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• C•••••• M••••••••• L•• | State registered | May 25, 2010 | n/a | yes | Los Altos, CA | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Jun 15, 2010 | no | Cupertino, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | A•••• C•••••• M••••••••• L•• | Jun 15, 2010 | May 25, 2010 | -21 | Firm change | Wirehouse to state RIA |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| M••••• S•••••• • C•• L•• |
| n/a |
| Apr 2, 2007 |
| Jun 1, 2009 |
| no |
| CUPERTINO, CA |
| Previous registration |
| M••••• S•••••• D• I••• | n/a | Apr 1, 2004 | Apr 2, 2007 | no | CUPERTINO, CA|CUPERTINO, CA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |