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Advisor at INSCRIPTION CAPITAL, LLC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INSCRIPTION CAPITAL, LLC | Independent wealth | Sep 4, 2019 | n/a | yes | HOUSTON, TX | Current employment |
| LEGACY ASSET MANAGEMENT, INC. | Former SEC adviser | Sep 27, 2011 | Sep 4, 2019 | no | HOUSTON, TX | Previous registration |
| LEGACY ASSET MANAGEMENT, INC. | Former SEC adviser | Sep 27, 2011 | Dec 31, 2016 | no | HOUSTON, TX | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jul 2, 2007 | Sep 13, 2011 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGACY ASSET MANAGEMENT, INC. | INSCRIPTION CAPITAL, LLC | Sep 4, 2019 | Sep 4, 2019 | 0 | Firm change | RIA to RIA |
| OSAIC FA, INC. | LEGACY ASSET MANAGEMENT, INC. | Sep 13, 2011 | Sep 27, 2011 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111423:291780:TX:2019-09-04 | Sep 4, 2019 | Sep 4, 2019 | HOUSTON, TX | Firm change |