DFX Intelligence

B•••• A•••••• V•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

B•••• A•••••• V•••

Advisor at V••• W••••• M•••••••••

ENDICOTT, NY

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Search this name across graphsid dfx:ria:22c4654f-c456-a0db-f2d3-7a2cb2b2f1b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• W••••• M•••••••••	Independent wealth	May 15, 2026	n/a	yes	ENDICOTT, NY	Current employment
N•• C•••••• M••••••••• I•••	Mixed wealth	Jun 24, 2020	May 29, 2026	no	NORWICH, NY\|Norwich, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	N•• C•••••• M••••••••• I•••	Jun 4, 2026	Jun 24, 2020	-2,171	Firm change after gap	Other
N•• C•••••• M••••••••• I•••	V••• W••••• M•••••••••	May 29, 2026	May 15, 2026

Relationships

Registered with (3)

→ V••• W••••• M•••••••••Registered adviserregistration: current employment
May 15, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 10, 2007 to Jun 4, 2026factForm ADV
→ N•• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 24, 2020 to May 29, 2026factForm ADV

Dated events

Occurred
Jun 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 29, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22c4654f-c456-a0db-f2d3-7a2cb2b2f1b6
First observed: May 10, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.