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Advisor at NAVY FEDERAL INVESTMENT SERVICES, LLC
Gulf Breeze, FL | PENSACOLA, FL | Milton, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NAVY FEDERAL INVESTMENT SERVICES, LLC | Bd affiliated wealth | Jan 4, 2017 | n/a | yes | PENSACOLA, FL|Gulf Breeze, FL|PENSACOLA, FL|Milton, FL | Current employment |
| NAVY FEDERAL ASSET MANAGEMENT, LLC | Former SEC adviser | Nov 13, 2013 | Jan 4, 2017 | no | PENSACOLA, FL|VIENNA, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Sep 3, 2003 | no | PENSACOLA, FL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jul 10, 2000 | Jul 1, 2003 | no | PENSACOLA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NAVY FEDERAL ASSET MANAGEMENT, LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | Jan 4, 2017 | Jan 4, 2017 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | NAVY FEDERAL ASSET MANAGEMENT, LLC | Sep 3, 2003 | Nov 13, 2013 | 3,724 | Firm change after gap | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |