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V•••••• L• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

V•••••• L• P••••••

Advisor at I••••••••• W••••• C••••••• L••

HUNTINGTON BEACH, CA

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Search this name across graphsid dfx:ria:22d2cb0d-f718-84b8-78ca-5087d7975d51

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Feb 1, 2023	n/a	yes	HUNTINGTON BEACH, CA	Current employment
L••••• W••••• A•••••••• I•••	Former SEC adviser	Feb 1, 2021	Mar 31, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• W••••• A•••••••• I•••	I••••••••• W••••• C••••••• L••	Mar 31, 2023	Feb 1, 2023	-58	Bulk transfer	RIA to RIA
D••••• W••••• A•••••••	L••••• W••••• A•••••••• I•••	Jun 7, 2013

Relationships

Registered with (4)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ L••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 1, 2021 to Mar 31, 2023factForm ADV
→ D••••• W••••• A•••••••Registered adviserregistration: previous registration
Mar 28, 2013 to Jun 7, 2013factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22d2cb0d-f718-84b8-78ca-5087d7975d51
First observed: Mar 19, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.