DFX Intelligence

N•••••• N••••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor22 years in industry

N•••••• N••••••• K•••••••••

Advisor at K••••• F•••••••• L••

CARROLLTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:22d6cff4-139d-b7cf-b9da-749197184031

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• F•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 11, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• F•••••••• L••	State registered	Feb 5, 2026	n/a	yes	CARROLLTON, TX	Current employment
K••••• F•••••••• L••	State registered	May 21, 2019	Dec 31, 2025	no	CARROLLTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	K••••• F•••••••• L••	May 24, 2019	May 21, 2019	-3	Firm change	Ibd to state RIA
N•• E•••••• S••••••••• C•••••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jul 29, 2013	Jul 25, 2013

Relationships

Registered with (3)

→ K••••• F•••••••• L••Registered adviserregistration: previous registration
May 21, 2019 to Dec 31, 2025factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 25, 2013 to May 24, 2019factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 21, 2011 to Jul 29, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22d6cff4-139d-b7cf-b9da-749197184031
First observed: Oct 21, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.