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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

PROXYVOTE PLUS, LLC

CRD 122222

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:22d9174a-efbe-718b-9525-4364e122fa88

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Mar 23, 2012 to Mar 17, 2026
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Proxyvote Plus, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
SEC number: 801-61408
CRD: 122222
Filings on the tape: 17
First filed: Mar 23, 2012
Latest filed: Mar 17, 2026
Organised: Limited Liability Company, IL
Website: proxyvoteplus.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Edmunds, Gayle, Lynette	CHIEF COMPLIANCE OFFICER	Na	yes	08/2021	Aug 26, 2021	Mar 19, 2024
GONZALEZ, YVETTE	EXECUTIVE VICE PRESIDENT AND DIRECTOR OF OPERATIONS	Na	yes	06/2002	Mar 23, 2012	Mar 19, 2024
PROXYVOTE PLUS HOLDINGS, INC.	Shareholder	E	yes	01/2004	Mar 23, 2012	Mar 19, 2024
ROSENBERG, CRAIG, MICHAEL	Shareholder	E	yes	01/2004	Mar 23, 2012	Mar 19, 2024
ROSENBERG, CRAIG, MICHAEL	PRESIDENT AND MANAGER	Na	yes	06/2002	Mar 23, 2012	Mar 19, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$0	$0	5	5	3	n/a	n/a
2024	Mar 26, 2025	$0	$0	6	6	2	n/a	n/a
2023	Mar 19, 2024	n/a	n/a	5	5	3	n/a	n/a
2022	Mar 2, 2023	n/a	n/a	5	5	3	n/a	n/a
2021	Mar 4, 2022	n/a	n/a	5	5	3	n/a	n/a
2020	Mar 22, 2021	n/a	n/a	5	5	3	n/a	n/a
2019	Mar 18, 2020	n/a	n/a	5	5	3	n/a	n/a
2018	Mar 26, 2019	n/a	n/a	5	5	2	n/a	n/a
2017	Feb 27, 2018	n/a	n/a	5	5	2	n/a	n/a
2016	Mar 13, 2017	n/a	n/a	5	5	n/a	n/a	n/a
2015	Mar 25, 2016	n/a	n/a	5	5	n/a	n/a	n/a
2014	Mar 9, 2015	n/a	n/a	6	4	n/a	n/a	n/a
2013	Mar 7, 2014	n/a	n/a	6	4	n/a	n/a	n/a
2012	Feb 27, 2013	n/a	n/a	6	4	n/a	n/a	n/a
2011	Mar 23, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	5	6	3	2

Relationships

Controls (4)

← ROSENBERG, CRAIG, MICHAELOwnerSHAREHOLDER, ownership code E, individual
Mar 23, 2012 to Mar 19, 2024factForm ADV
← GONZALEZ, YVETTEOwnerEXECUTIVE VICE PRESIDENT AND DIRECTOR OF OPERATIONS, ownership code NA, individual
Mar 23, 2012 to Mar 19, 2024factForm ADV
← Edmunds, Gayle, LynetteOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 26, 2021 to Mar 19, 2024factForm ADV
← PROXYVOTE PLUS HOLDINGS, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 23, 2012 to Mar 19, 2024factForm ADV

Dated events

Occurred
Aug 26, 2021
Control person joined
Lynette Gayle Edmunds (Chief Compliance Officer) appeared on Schedule A of Proxyvote Plus, Llc
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22d9174a-efbe-718b-9525-4364e122fa88
First observed: Mar 23, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROXYVOTE PLUS, LLC

CRD 122222

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:22d9174a-efbe-718b-9525-4364e122fa88

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:06 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Edmunds, Gayle, Lynette

CHIEF COMPLIANCE OFFICER

yes

08/2021

Aug 26, 2021

Mar 19, 2024

GONZALEZ, YVETTE

EXECUTIVE VICE PRESIDENT AND DIRECTOR OF OPERATIONS

yes

06/2002

Mar 23, 2012

Mar 19, 2024

PROXYVOTE PLUS HOLDINGS, INC.

Shareholder

yes

01/2004

Mar 23, 2012

Mar 19, 2024

ROSENBERG, CRAIG, MICHAEL

Shareholder

yes

01/2004

Mar 23, 2012

Mar 19, 2024

ROSENBERG, CRAIG, MICHAEL

PRESIDENT AND MANAGER

yes

06/2002

Mar 23, 2012

Mar 19, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

n/a

2024

Mar 26, 2025

n/a

2023

Mar 19, 2024

n/a

2022

Mar 2, 2023

n/a

2021

Mar 4, 2022

n/a

2020

Mar 22, 2021

n/a

2019

Mar 18, 2020

n/a

2018

Mar 26, 2019

n/a

2017

Feb 27, 2018

n/a

2016

Mar 13, 2017

n/a

2015

Mar 25, 2016

n/a

2014

Mar 9, 2015

n/a

2013

Mar 7, 2014

n/a

2012

Feb 27, 2013

n/a

2011

Mar 23, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

n/a