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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ROSWELL, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 25, 2018 | n/a | yes | ROSWELL, GA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Apr 27, 2018 | no | ALPHARETTA, GA|ALPHARETTA, GA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Aug 18, 2005 | Jan 1, 2008 | no | ALPHARETTA, GA|ALPHARETTA, GA|ST. LOUIS, MO | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 25, 2003 | Aug 23, 2005 | no | ALPHARETTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 27, 2018 | Apr 25, 2018 | -2 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | A. G. EDWARDS & SONS, INC. | Aug 23, 2005 | Aug 18, 2005 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149018:GA:2018-04-27 | Apr 27, 2018 | Apr 25, 2018 | ALPHARETTA, GA | Firm change |